纽交所上市的公司,受《反海外贿赂法》约束吗?
能列举一些条款吗? 你想问的应该是外国在纽约证券交易所上市的公司是不是受FCPA的约束吧? 关于相关条款你可以直接参见美国司法部网站上的相关法条: 其中§ 78dd-1 [Section 30A of the Securities & Exchange Act of 1934] 中提到了FCPA所针对的法律主体及客体,其中专门指出: It shall be unlawful for any issuer which has a class of securities registered pursuant to section 78l of this title or which is required to file reports under section 78o(d) of this title, or for any officer, director, employee, or agent of such issuer or any stockholder thereof acting on behalf of such issuer……这里的issuer的范围应该按照78l,78o(d)来解释。(这两条实际上指的是SEA1934第12和15条D)简略的说, Issuer includes any U.S. or foreign corporation that has a class of securities registered, or that is required to file reports under the Securities and Exchange Act of 1934,即任何美国或国外的在美国按照SEA1934注册上市或需依照SEA1934提交报告的公司都属于此列。土地管理法修改。 因此,我认为答案是肯定的。 但实际问题可能因法条具体规定的细节而有所变动,具体问题建议严格依照相应法条来处理,而且美国司法部网站上的法条都会有相应的最近的案例,想细究的话可以详读。 ^-^ (责任编辑:admin) |